Jonathan Katz - PDFSEARCH.IO - Document Search Engine

Jonathan Katz
Results: 377

#	Item
51	HUDSON RIVER TRADING LLC 1 North End Ave, Suite 1115 New York, NY[removed]August 13, 2004 Jonathan G. Katz Add to Reading List Source URL: www.hudson-trading.com Language: English - Date: 2014-03-31 17:26:17 Finance Stock market Mathematical finance Regulation NMS United States Securities and Exchange Commission Order Algorithmic trading NASDAQ Market Financial markets Financial economics Investment
52	College Savings Plans Network d /7/7 Mr. Jonathan G. Katz, Secretary US Securities and Exchange Commission 450 51h Street, NW Washington DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-19 15:47:55 College Savings Plans Network 529 plan
53	Christopher Wassink Graduate Student, Marshall School of Business, USC 6847 Cardinal Court Chino, CA[removed]April 3, 2005 Mr. Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-28 15:55:36 Financial markets Financial regulation Short Short selling Institutional investor U.S. Securities and Exchange Commission Yield spread premium Private money investing Financial economics Investment Finance
54	April 15, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-25 15:53:38 Economics U.S. Securities and Exchange Commission Short Mutual fund scandal Financial adviser Securities market Investor Protection and Securities Reform Act Yield spread premium Finance Business Financial economics
55	April 13, 2005 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-18 15:59:30 Securities Corporate crime U.S. Securities and Exchange Commission Prospectus Short Regulation S-K Investor Protection and Securities Reform Act Finance Financial economics Business
56	January 24, 2006 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission 100 F Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-26 09:33:58 Stock market Business TD Ameritrade Toronto-Dominion Bank United States securities law Regulation NMS Securities market Security U.S. Securities and Exchange Commission Investment Silver Lake Partners Financial economics
57	€+TRADE FINANCIAL February 11,2004 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-20 07:57:40 Finance Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission E-Trade U.S. Securities and Exchange Commission Broker-dealer Selling away Financial economics United States securities law Financial system
58	January 6, 2003 Via e-mail: [removed] U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed]Attention: Mr. Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-08 15:00:34 Business NASDAQ Securities Exchange Act Electronic communication network U.S. Securities and Exchange Commission Order Stock market Financial economics Investment
59	CARL WILKERSON CHIEF COUNSEL, SECURITIES 8 LITIGATION December 23,2003 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-12-31 09:37:00 Finance Self-regulatory organization Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Securities regulation in the United States Broker-dealer Financial Industry Regulatory Authority Selling away United States securities law Financial economics Financial system
60	Securities Industry Association February 6, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-08 15:06:18 Auditing Financial regulation Financial economics Regulatory compliance Securities Exchange Act United States Securities and Exchange Commission Audit committee Mary Schapiro U.S. Securities and Exchange Commission United States securities law Corporate governance Business